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Limitations on Corrections to Decisions and Minutes under Rule 140 EPC

T0255/22

· EPO,EPOCaseLaw,Rule140EPC,PatentOpposition

Introduction

In this decision, the Board of Appeal examined several procedural and substantive challenges regarding an opposition to a patent for a stair tread renovation system. The core points discussed involved the admissibility of the appeal, the scope of allowable corrections under Rule 140 EPC, and the Board's jurisdiction to amend or correct decisions and minutes from the Opposition Division. The board ultimately clarified that corrections under Rule 140 are strictly limited, focusing on obvious clerical errors rather than substantive amendments to reasoning or conclusions in decisions.

I. Summary of the Invention

The patent in question, held by SIP B.V., concerns a stair tread element, part of a kit designed for stair renovation. This system enables the aesthetic and functional renovation of stairs by allowing users to easily install decorative and durable stair tread elements without extensive modification to existing structures. This innovation aims to simplify stair renovation, making it accessible to non-professional users while maintaining durability and safety standards.

II. Analysis of the Board’s Decision

Arguments from the Opponent (Van Eyck Shutters B.V.)

  • The opponent argued that the Opposition Division’s decision maintained the patent without sufficiently addressing novelty over prior art (D14). Furthermore, they contended that several obvious mistakes were made in the main decision, particularly the mislabeling of legal grounds (Art. 54 EPC for novelty instead of inventive step) and the omission of specific headings and reasoning.
  • The opponent requested the correction of these errors and an amendment to the minutes of the oral proceedings, as they believed certain statements did not accurately reflect their arguments.

Arguments from the Patentee (SIP B.V.)

  • The patentee, SIP B.V., maintained that the decision and minutes were accurate and adequately reflected the Opposition Division’s intention and conclusions. They argued that the Board of Appeal had no jurisdiction to alter the minutes or the decision reasoning, especially since the decision met procedural requirements as per Rule 111(2) EPC.

The Board's Final Decision

  • The Board found no grounds for amending the minutes or decision under Rule 140 EPC, which only permits corrections for linguistic errors or clear clerical mistakes, not substantive changes or omissions in reasoning.
  • While the Board acknowledged an obvious mistake in the labeling of "inventive step" instead of "novelty," it determined that such errors did not substantively affect the outcome or warrant remittance.
  • The Board clarified that correcting the minutes is outside its authority, affirming the minutes as a subjective summary authenticated by those present at the proceedings.

III. Conclusion

The decision in T 0255/22 underscores the limited scope of corrections allowed under Rule 140 EPC. For parties involved in patent litigation, this decision is a reminder to ensure that all arguments and necessary requests for amendments are addressed during opposition proceedings, as later appeals will not provide an avenue for substantive corrections. The board also reinforced the importance of accurate record-keeping and timely objections to minute summaries, as post-factum corrections are generally not permitted.

Lessons to be Learned

  1. Strict Limits on Corrective Scope (Rule 140 EPC): The EPC restricts corrections to “obvious mistakes” and does not allow for substantive alterations to decision reasoning.
  2. Admissibility of Appeals Based on Procedural Grounds: Challenges must be grounded in procedural errors with concrete implications; procedural inadequacies that do not materially alter the decision are unlikely to succeed.
  3. Importance of Accurate Minute Review: Parties should promptly review and, if necessary, request corrections to minutes immediately following proceedings to ensure accuracy, as future corrections may not be granted.

Legal Basis and Case Law References

  • Rule 140 EPC: Restricts the correction of decisions to clear clerical errors and transcription issues.
  • Article 111(1) EPC: Defines the Board’s discretion and jurisdiction regarding appeals and remittance to the Opposition Division.
  • Case Law: G 8/95, G 1/97, T 1063/02, and T 1891/20 establish limits on the Board's ability to alter substantive content of decisions and minutes post hoc.

 

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Legal Disclaimer

The information provided in this blog post is for generalinformational purposes only and does not constitute legal advice. The summary and analysis of the EPO case are based on publicly available information and are intended to offer insights into the decision and its implications. This content should not be used as a substitute for professional legal advice tailored to your specific circumstances. For advice related to any specific legal matters, you should consult a qualified attorney.